broker-dealer firm

брокерско-дилерская компания

Ценные бумаги. Англо-русский словарь. . 2013.

Смотреть что такое "broker-dealer firm" в других словарях:

  • broker-dealer — Any person, other than a bank, engaged in the business of buying or selling securities on its own behalf or for others. Bloomberg Financial Dictionary See: dealer. Bloomberg Financial Dictionary A member of the Stock Exchange who may trade with… …   Financial and business terms

  • Broker-dealer — A broker dealer is a company that trades securities for customers as well as for its own account. In the United States, a broker dealer has to be registered with the Financial Industry Regulatory Authority. When executing trade orders on behalf… …   Wikipedia

  • Broker-Dealer — A person or firm in the business of buying and selling securities operating as both a broker and a dealer depending on the transaction. Technically, a broker is only an agent who executes orders on behalf of clients, whereas a dealer acts as a… …   Investment dictionary

  • broker/dealer — See dealer Exchange Handbook Glossary An Exchange member firm, which provides advice and dealing services to the public and can deal on its own account. London Stock Exchange Glossary …   Financial and business terms

  • firm order — In the context of general equities, (1) order to buy or sell for the proprietary account of the broker dealer firm; (2) buy or sell order not conditional upon the customer s confirmation. Bloomberg Financial Dictionary * * *    An order to buy or …   Financial and business terms

  • broker — bro·ker / brō kər/ n: an agent who negotiates contracts of sale (as of real estate or securities) or other agreements (as insurance contracts or mortgages) between the parties for a fee or commission compare dealer, finder ◇ An insurance broker… …   Law dictionary

  • Dealer — may refer to: Antique dealer, someone who sells Antiques Art dealer, gallerist, somebody (a person) or company that buys and sells (works of) art Broker dealer, a legal term for a business firm that buys and sells securities before selling the… …   Wikipedia

  • broker — A company or individual that executes futures and options orders on behalf of financial and commercial institutions and/or the general public. Chicago Board of Trade glossary An agent who executes trades (buy or sell orders) for customers. He… …   Financial and business terms

  • broker — An agent employed to make bargains and contracts for a compensation. A dealer in securities issued by others. White v. Financial Guarantee Corporation, 13 Cal.App.2d 93, 56 P.2d 550, 553. A middleman or negotiator between parties. A person… …   Black's law dictionary

  • broker — An agent employed to make bargains and contracts for a compensation. A dealer in securities issued by others. White v. Financial Guarantee Corporation, 13 Cal.App.2d 93, 56 P.2d 550, 553. A middleman or negotiator between parties. A person… …   Black's law dictionary

  • Broker — An individual who is paid a commission for executing customer orders. Either a floor broker who executes orders on the floor of the exchange, or an upstairs broker who handles retail customers and their orders. The New York Times Financial… …   Financial and business terms

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